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GABRIEL CEBALLOS ORPINEL
GABRIEL CEBALLOS, GABRIEL CEBALLOS-ORPINEL, Gabriel Ceballos orpinel
CRD#: 4017656
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 550 Biltmore Way 10th floor
Coral Gables, FL 33134
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2015 - 2017 (2 years)BITAU INTERNATIONAL SECURITIES INC. (CRD# 144769)2013 - 2014 (1 year)BSUMMITALLIANCE SECURITIES, L.L.C. (CRD# 45915)2011 - 2011 (<1 year)BJ.P. MORGAN SECURITIES INC. (CRD# 79)2008 - 2009 (<1 year)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)1999 - 2008 (9 years)IAHSBC SECURITIES (USA) INC. (CRD# 19585)2017 - 2017 (<1 year)
License(s)

State Registrations

B
California 3/31/2023

B
New York 10/17/2017

B
Delaware 7/5/2022

B
South Dakota 5/16/2019

B
Florida 10/17/2017

B
Texas 12/14/2022

IA
Florida 12/20/2017

IA
Texas 7/15/2024

B
Kentucky 3/31/2023

B
Wyoming 11/18/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 Biltmore Way 10th floor, Coral Gables, FL 33134
Houston, TX
Registered with this firm since 12/20/2017

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 Biltmore Way 10th floor, Coral Gables, FL 33134
Houston, TX
Registered with this firm since 10/17/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/11/2017 - 10/26/2017 HSBC SECURITIES (USA) INC. (CRD#:19585) MIAMI, FL
B
01/14/2015 - 10/26/2017 HSBC SECURITIES (USA) INC. (CRD#:19585) MIAMI, FL
B
06/11/2013 - 12/03/2014 ITAU INTERNATIONAL SECURITIES INC. (CRD#:144769) MIAMI, FL
B
06/13/2011 - 08/04/2011 SUMMITALLIANCE SECURITIES, L.L.C. (CRD#:45915) DALLAS, TX
B
10/01/2008 - 05/22/2009 J.P. MORGAN SECURITIES INC. (CRD#:79) HOUSTON, TX
B
10/08/1999 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.