Individual Firm
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MITCHELL JOSEPH OLDEWURTEL
MITCH OLDEWURTEL, MITCHELL JOESPH OLDEWURTEL
CRD#: 4017598
IA
B
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 Boise, ID
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Arizona 9/22/2023
B
Hawaii 9/22/2023
IA
Arizona 9/22/2023
B
Idaho 12/4/2024
B
California 9/22/2023
IA
Idaho 12/5/2024
B
Colorado 9/22/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/08/2021 - 10/02/2023 | SCOTTSDALE, AZ | |
B | 02/08/2021 - 10/02/2023 | SCOTTSDALE, AZ | |
IA | 11/09/2018 - 02/16/2021 | Cave Creek, AZ | |
B | 11/08/2018 - 02/16/2021 | Cave Creek, AZ | |
IA | 10/01/2012 - 11/23/2018 | SURPRISE, AZ | |
B | 10/01/2012 - 11/23/2018 | SURPRISE, AZ | |
IA | 02/21/2007 - 10/01/2012 | SURPRISE, AZ | |
B | 01/22/2007 - 10/01/2012 | SURPRISE, AZ | |
B | 04/06/2006 - 08/07/2006 | CHARLOTTE, NC | |
B | 10/11/2002 - 01/25/2006 | WESTLAKE, TX | |
B | 07/25/2001 - 09/12/2001 | SAN ANTONIO, TX | |
B | 10/05/2000 - 07/05/2001 | WESTLAKE, TX | |
B | 10/22/1999 - 05/01/2000 | MALVERN, PA |
CHARLOTTE, NC
04/06/2006 - 08/07/2006
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.