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Detailed Report
JOSHUA MICHAEL SATZER
CRD#: 4017451
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 3807 WI-19
SUITE B
SUN PRAIRIE, WI 53590
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)1999 - 2024 (25 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2000 - 2024 (23 years)
Disclosure(s)
View By:
9/18/2012
Customer Dispute
Denied
4/17/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 1/2/2025
B
Pennsylvania 1/16/2025
B
Arizona 11/14/2024
B
Tennessee 12/19/2024
B
California 11/14/2024
B
Texas 11/14/2024
B
Colorado 11/14/2024
IA
Texas 11/14/2024
B
Florida 11/15/2024
B
Utah 11/14/2024
B
Illinois 11/14/2024
B
Vermont 11/14/2024
B
Michigan 11/14/2024
B
Virginia 11/14/2024
B
Minnesota 11/14/2024
B
Washington 11/14/2024
B
Montana 11/14/2024
B
Wisconsin 11/14/2024
B
Nevada 11/14/2024
IA
Wisconsin 11/14/2024
B
North Carolina 11/14/2024
B
Wyoming 11/14/2024
B
Ohio 11/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
3807 WI-19 SUITE B, SUN PRAIRIE, WI 53590
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
3807 WI-19 SUITE B, SUN PRAIRIE, WI 53590
Registered with this firm since 11/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/04/2000 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Sun Prairie, WI
B
 09/27/1999 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Sun Prairie, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.