Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOSHUA MICHAEL SATZER
CRD#: 4017451
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 3807 WI-19
SUITE B
SUN PRAIRIE, WI 53590
SUITE B
SUN PRAIRIE, WI 53590
View By:
9/18/2012
Customer Dispute
Denied
4/17/2008
Customer Dispute
Denied
State Registrations
B
Alaska 1/2/2025
B
Pennsylvania 1/16/2025
B
Arizona 11/14/2024
B
Tennessee 12/19/2024
B
California 11/14/2024
B
Texas 11/14/2024
B
Colorado 11/14/2024
IA
Texas 11/14/2024
B
Florida 11/15/2024
B
Utah 11/14/2024
B
Illinois 11/14/2024
B
Vermont 11/14/2024
B
Michigan 11/14/2024
B
Virginia 11/14/2024
B
Minnesota 11/14/2024
B
Washington 11/14/2024
B
Montana 11/14/2024
B
Wisconsin 11/14/2024
B
Nevada 11/14/2024
IA
Wisconsin 11/14/2024
B
North Carolina 11/14/2024
B
Wyoming 11/14/2024
B
Ohio 11/14/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/14/2024
B
Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/04/2000 - 11/14/2024 | Sun Prairie, WI | |
B | 09/27/1999 - 11/14/2024 | Sun Prairie, WI |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.