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Detailed Report
ANTHONY RAY MORILLO
ANTHONY R MORILLO
CRD#: 4017449
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 800 Newport Center Drive
Suite 500
Newport Beach, CA 92660
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2008 - 2023 (15 years)2 FIRMS2023 - Present (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2008 (5 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2008 (5 years)
License(s)

State Registrations

B
Alabama 10/6/2023
B
Nevada 10/6/2023
B
Arizona 10/6/2023
B
New Hampshire 10/6/2023
B
California 10/6/2023
B
New Mexico 10/6/2023
IA
California 10/6/2023
B
New York 10/6/2023
B
Colorado 10/6/2023
B
North Carolina 10/6/2023
B
Florida 10/6/2023
B
Oklahoma 10/6/2023
B
Idaho 10/6/2023
B
Oregon 10/6/2023
B
Illinois 10/6/2023
B
Tennessee 10/6/2023
B
Minnesota 10/6/2023
B
Utah 10/6/2023
B
Nebraska 10/6/2023
B
Washington 10/6/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
800 Newport Center Drive Suite 500, Newport Beach, CA 92660
Registered with this firm since 10/6/2023
B
MORGAN STANLEY (CRD#:149777)
800 Newport Center Drive Suite 500, Newport Beach, CA 92660
Registered with this firm since 10/6/2023
Previous Registration(s)
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IA
 07/15/2008 - 10/10/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEWPORT BEACH, CA
B
 07/15/2008 - 10/10/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEWPORT BEACH, CA
IA
 04/08/2003 - 07/02/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) IRVINE, CA
B
 12/13/2002 - 07/02/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.