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Brian Jeffrey Anderson
CRD#: 4017001
IA
Investment Adviser
B
Broker
FIRST CITIZENS INVESTOR SERVICES, INC.CRD#: 44430 100 East Tryon Road
MAIL CODE: DAC19
Raleigh, NC 27603
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2016 (12 years)3 FIRMS2016 - 2019 (2 years)2 FIRMS2019 - 2019 (<1 year)2 FIRMS2019 - 2021 (1 year)2 FIRMS2022 - Present (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2004 (3 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2004 (2 years)
License(s)

State Registrations

B
Alabama 8/18/2022

B
Nebraska 8/18/2022

B
Alaska 8/18/2022

B
Nevada 8/18/2022

B
Arizona 8/18/2022

B
New Hampshire 8/18/2022

B
Arkansas 8/18/2022

B
New Jersey 8/18/2022

B
California 8/18/2022

B
New Mexico 8/18/2022

B
Colorado 8/18/2022

B
New York 8/18/2022

B
Connecticut 8/18/2022

IA
North Carolina 8/18/2022

B
Delaware 8/18/2022

B
North Carolina 8/19/2022

B
District of Columbia 8/18/2022

B
North Dakota 8/18/2022

B
Florida 8/18/2022

B
Ohio 8/18/2022

B
Georgia 8/18/2022

B
Oklahoma 8/18/2022

B
Hawaii 8/18/2022

B
Oregon 8/18/2022

B
Idaho 8/18/2022

B
Pennsylvania 8/18/2022

B
Illinois 8/18/2022

B
Puerto Rico 8/18/2022

B
Indiana 8/18/2022

B
Rhode Island 8/18/2022

B
Iowa 8/18/2022

B
South Carolina 8/18/2022

B
Kansas 8/18/2022

B
South Dakota 8/18/2022

B
Kentucky 8/18/2022

B
Tennessee 8/18/2022

B
Louisiana 8/18/2022

B
Texas 8/18/2022

B
Maine 8/18/2022

B
Utah 8/18/2022

B
Maryland 8/18/2022

B
Vermont 8/18/2022

B
Massachusetts 8/18/2022

B
Virgin Islands 8/18/2022

B
Michigan 8/18/2022

B
Virginia 8/18/2022

B
Minnesota 8/18/2022

B
Washington 8/18/2022

B
Mississippi 8/18/2022

B
West Virginia 8/18/2022

B
Missouri 8/18/2022

B
Wisconsin 8/18/2022

B
Montana 8/18/2022

B
Wyoming 8/18/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430)
100 East Tryon Road MAIL CODE: DAC19, Raleigh, NC 27603
Registered with this firm since 8/18/2022

B
FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430)
100 East Tryon Road MAIL CODE: DAC19, Raleigh, NC 27603
Registered with this firm since 8/18/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/31/2019 - 01/14/2021 PNC INVESTMENTS (CRD#:129052) DURHAM, NC
B
10/31/2019 - 01/14/2021 PNC INVESTMENTS (CRD#:129052) DURHAM, NC
IA
04/30/2019 - 10/21/2019 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) RALEIGH, NC
B
04/23/2019 - 10/21/2019 PRUCO SECURITIES, LLC. (CRD#:5685) RALEIGH, NC
IA
09/13/2016 - 03/15/2019 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Cary, NC
IA
09/13/2016 - 03/15/2019 TD AMERITRADE, INC. (CRD#:7870) CARY, NC
B
09/13/2016 - 03/15/2019 TD AMERITRADE, INC. (CRD#:7870) CARY, NC
IA
02/19/2004 - 08/12/2016 CHARLES SCHWAB & CO., INC. (CRD#:5393) RALEIGH, NC
B
02/19/2004 - 08/12/2016 CHARLES SCHWAB & CO., INC. (CRD#:5393) RALEIGH, NC
IA
02/18/2002 - 02/03/2004 MORGAN STANLEY (CRD#:7556) RALEIGH, NC
B
07/31/2000 - 02/03/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.