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HECTOR JAVIER TORRES
HECTOR TORRES REYS
CRD#: 4013393
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 200 CONCORD PLAZA
SUITE 300 B AND SUITE 400
SAN ANTONIO, TX 78216
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - Present (15 years)BBANORTE SECURITIES INTERNATION... (CRD# 30648)2005 - 2007 (2 years)BMONEX SECURITIES, INC. (CRD# 30362)1999 - 2002 (3 years)
License(s)

State Registrations

B
California 7/7/2016

B
South Dakota 5/10/2018

B
Colorado 5/10/2018

B
Tennessee 6/13/2024

B
Florida 6/10/2013

B
Texas 1/1/2010

B
Illinois 3/15/2013

IA
Texas 1/1/2010

B
Indiana 10/17/2016

B
Virginia 2/18/2022

B
Massachusetts 5/11/2018

B
Washington 6/22/2021

B
New York 11/4/2014

B
Wyoming 8/14/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
200 CONCORD PLAZA SUITE 300 B AND SUITE 400, SAN ANTONIO, TX 78216
San Antonio, TX
Registered with this firm since 1/1/2010

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
200 CONCORD PLAZA SUITE 300 B AND SUITE 400, SAN ANTONIO, TX 78216
San Antonio, TX
Registered with this firm since 1/1/2010

Previous Registration(s)
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IA
08/31/2007 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) SAN ANTONIO, TX
B
08/24/2007 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) SAN ANTONIO, TX
B
02/03/2005 - 08/16/2007 BANORTE SECURITIES INTERNATIONAL, LTD. (CRD#:30648) NEW YORK, NY
B
09/21/1999 - 09/06/2002 MONEX SECURITIES, INC. (CRD#:30362) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.