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Detailed Report
James Eric Inman
ERIC INMAN
CRD#: 4012818
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 HELOTES, TX
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2010 (3 years)2 FIRMS2012 - 2018 (6 years)2 FIRMS2018 - 2019 (<1 year)2 FIRMS2019 - 2021 (2 years)2 FIRMS2021 - Present (3 years)BFURTHER LANE SECURITIES, L.P. (CRD# 38162)2011 - 2012 (<1 year)BCAPITAL GUARDIAN, LLC (CRD# 137919)2011 - 2011 (<1 year)BSECUREVEST FINANCIAL GROUP (CRD# 10100)2010 - 2011 (<1 year)BUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)1999 - 2007 (7 years)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2002 - 2007 (4 years)
License(s)

State Registrations

B
Alabama 3/6/2023
B
New Jersey 8/21/2021
B
Arizona 3/6/2023
B
New Mexico 6/25/2024
B
California 3/21/2022
B
New York 8/21/2021
B
Colorado 3/21/2022
B
North Carolina 3/21/2022
B
Connecticut 8/22/2021
B
Ohio 3/21/2022
B
Delaware 3/21/2022
B
Oregon 3/21/2022
B
District of Columbia 3/21/2022
B
Pennsylvania 3/21/2022
B
Florida 3/21/2022
B
Puerto Rico 2/10/2022
B
Georgia 3/21/2022
B
Rhode Island 8/22/2021
B
Hawaii 3/26/2024
B
South Carolina 3/21/2022
B
Illinois 3/21/2022
B
Tennessee 3/21/2022
B
Indiana 3/21/2022
B
Texas 7/22/2021
B
Louisiana 6/7/2024
IA
Texas 7/22/2021
B
Maine 8/22/2021
B
Utah 6/25/2024
B
Maryland 3/21/2022
B
Vermont 8/22/2021
B
Massachusetts 8/22/2021
B
Virgin Islands 3/21/2022
B
Michigan 3/21/2022
B
Virginia 3/21/2022
B
Missouri 3/21/2022
B
Washington 3/21/2022
B
Nebraska 8/22/2021
B
Wisconsin 3/21/2022
B
Nevada 6/25/2024
B
Wyoming 3/21/2022
B
New Hampshire 8/22/2021

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
HELOTES, TX
Registered with this firm since 7/22/2021
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
HELOTES, TX
Registered with this firm since 7/22/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/21/2019 - 07/06/2021 SWBC INVESTMENT COMPANY (CRD#:140994) SAN ANTONIO, TX
B
 05/21/2019 - 07/06/2021 SWBC INVESTMENT SERVICES, LLC (CRD#:133715) SAN ANTONIO, TX
IA
 09/11/2018 - 01/10/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) San Antonio, TX
B
 09/11/2018 - 01/10/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) San Antonio, TX
IA
 01/18/2012 - 09/11/2018 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) SAN ANTONIO, TX
B
 01/18/2012 - 09/11/2018 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) SAN ANTONIO, TX
B
 10/19/2011 - 01/11/2012 FURTHER LANE SECURITIES, L.P. (CRD#:38162)
FINRA expelled the firm on 01/02/2018
NEW YORK, NY
B
 04/04/2011 - 10/19/2011 CAPITAL GUARDIAN, LLC (CRD#:137919)
FINRA expelled the firm on 01/18/2018
BOERNE, TX
B
 08/09/2010 - 04/25/2011 SECUREVEST FINANCIAL GROUP (CRD#:10100) SAN ANTONIO, TX
IA
 02/26/2007 - 08/10/2010 ADVISORS ASSET MANAGEMENT, INC. (CRD#:46727) BOERNE, TX
B
 02/26/2007 - 08/10/2010 ADVISORS ASSET MANAGEMENT, INC. (CRD#:46727) BOERNE, TX
IA
 08/27/2002 - 03/05/2007 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
 11/03/1999 - 03/05/2007 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.