• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOSEPH THOMAS GRAVINI
CRD#: 4012628
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4 TOWER PL
FL 9
ALBANY, NY 12203
Registration History
20002002200420062008201020122014201620182020202220242 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2019 (10 years)2 FIRMS2019 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2008 (9 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2008 (7 years)
License(s)

State Registrations

B
Arizona 2/18/2020

B
New Jersey 6/3/2021

B
California 11/15/2019

B
New York 11/15/2019

B
Colorado 11/21/2019

IA
New York 7/27/2021

B
Connecticut 11/15/2019

B
North Carolina 11/15/2019

B
Florida 11/15/2019

B
Oregon 11/15/2019

B
Georgia 11/15/2019

B
Pennsylvania 11/15/2019

B
Kansas 11/1/2021

B
Texas 11/15/2019

B
Maine 4/30/2020

IA
Texas 11/15/2019

B
Massachusetts 11/15/2019

B
Virginia 11/15/2019

B
Michigan 11/15/2019

B
West Virginia 11/15/2019

B
Missouri 11/15/2019

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4 TOWER PL FL 9, ALBANY, NY 12203
Registered with this firm since 11/15/2019

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4 TOWER PL FL 9, ALBANY, NY 12203
Registered with this firm since 11/15/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 11/18/2019 MORGAN STANLEY (CRD#:149777) ALBANY, NY
B
06/01/2009 - 11/18/2019 MORGAN STANLEY (CRD#:149777) ALBANY, NY
IA
12/05/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ALBANY, NY
B
12/05/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ALBANY, NY
IA
02/27/2001 - 12/10/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ALBANY, NY
B
11/09/1999 - 12/10/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ALBANY, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.