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Detailed Report
HUAN-BIN ERIC LEE
ERIC LEE
CRD#: 4011609
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Ten Pointe Drive
Suite 400
Brea, CA 92821
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2021 (12 years)2 FIRMS2021 - Present (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2008 (9 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2008 (8 years)
License(s)

State Registrations

B
California 7/9/2021
B
Nevada 2/26/2025
IA
California 7/9/2021
B
New York 8/9/2024
B
Hawaii 10/15/2024
B
Texas 7/9/2021
B
Idaho 7/9/2021
IA
Texas 7/9/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Ten Pointe Drive Suite 400, Brea, CA 92821
Registered with this firm since 7/9/2021
B
MORGAN STANLEY (CRD#:149777)
Ten Pointe Drive Suite 400, Brea, CA 92821
Registered with this firm since 7/9/2021
Previous Registration(s)
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IA
 12/09/2008 - 07/15/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SEAL BEACH, CA
B
 12/08/2008 - 07/15/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SEAL BEACH, CA
IA
 05/10/2000 - 12/08/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BREA, CA
B
 10/20/1999 - 12/08/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BREA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.