Individual Firm
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DAVID G KUFFNER
DAVID GERALD KUFFNER
CRD#: 4011596
IA
B
MORGAN STANLEYCRD#: 149777 2825 N. UNIVERSITY DRIVE
SUITE 400
CORAL SPRINGS, FL 33065
SUITE 400
CORAL SPRINGS, FL 33065
0
Disclosures
25
Years of Experience
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State Registrations
B
Arizona 10/28/2022
B
Missouri 10/28/2022
B
California 10/28/2022
B
New Hampshire 10/28/2022
B
Colorado 10/28/2022
B
New Jersey 10/28/2022
B
Connecticut 10/28/2022
B
New York 10/28/2022
B
Florida 10/28/2022
B
North Carolina 10/28/2022
IA
Florida 10/31/2022
B
Pennsylvania 10/28/2022
B
Georgia 10/28/2022
B
South Carolina 10/28/2022
B
Indiana 9/25/2023
IA
Texas 10/28/2022
B
Maine 10/28/2022
B
Vermont 10/28/2022
B
Maryland 10/28/2022
B
Virginia 10/28/2022
B
Massachusetts 10/28/2022
B
Washington 10/28/2022
B
Michigan 10/28/2022
SRO Registrations
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B
B
B
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IA
Registered with this firm since 10/28/2022
B
Registered with this firm since 10/28/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/22/2012 - 10/31/2022 | PLANTATION, FL | |
B | 02/21/2012 - 10/31/2022 | PLANTATION, FL | |
IA | 03/02/2009 - 01/26/2012 | CORAL SPRINGS, FL | |
B | 02/13/2009 - 01/26/2012 | CORAL SPRINGS, FL | |
IA | 08/30/2002 - 02/18/2009 | FT.LAUDERDALE, FL | |
B | 10/05/1999 - 02/18/2009 | FT.LAUDERDALE, FL |
PLANTATION, FL
02/22/2012 - 10/31/2022
PLANTATION, FL
02/21/2012 - 10/31/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.