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RYAN DAVID SMITH
CRD#: 4011196
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7335 CROSSLEIGH CT
STE 100
TOLEDO, OH 43617
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2022 (9 years)2 FIRMS2022 - Present (2 years)BFIFTH THIRD SECURITIES, INC. (CRD# 628)1999 - 2012 (13 years)IAFIFTH THIRD SECURITIES, INC. (CRD# 628)2005 - 2012 (7 years)
License(s)

State Registrations

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Arizona 9/30/2022

B
Ohio 9/30/2022

B
Connecticut 11/15/2024

IA
Ohio 10/3/2022

B
Florida 9/30/2022

B
South Carolina 9/30/2022

B
Georgia 12/6/2022

B
Texas 9/30/2022

B
Michigan 9/30/2022

IA
Texas 9/30/2022

SRO Registrations

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Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7335 CROSSLEIGH CT STE 100, TOLEDO, OH 43617
Registered with this firm since 9/30/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7335 CROSSLEIGH CT STE 100, TOLEDO, OH 43617
Registered with this firm since 9/30/2022

Previous Registration(s)
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11/26/2012 - 10/03/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TOLEDO, OH
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11/26/2012 - 10/03/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TOLEDO, OH
IA
02/14/2005 - 11/27/2012 FIFTH THIRD SECURITIES, INC. (CRD#:628) TOLEDO, OH
B
09/22/1999 - 11/27/2012 FIFTH THIRD SECURITIES, INC. (CRD#:628) TOLEDO, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.