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Detailed Report
ROGER LEE BURMAN
CRD#: 4011176
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 ORANGE, TX
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2003 (3 years)2 FIRMS2002 - 2024 (21 years)2 FIRMS2024 - Present (1 year)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1999 - 2000 (<1 year)
License(s)

State Registrations

B
Florida 1/19/2024
B
North Carolina 1/19/2024
B
Illinois 1/19/2024
B
Oklahoma 1/19/2024
B
Kentucky 2/27/2025
B
Texas 1/19/2024
B
Louisiana 1/19/2024
IA
Texas 1/19/2024
B
Missouri 1/19/2024
B
Wyoming 1/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
ORANGE, TX
Registered with this firm since 1/19/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
ORANGE, TX
Registered with this firm since 1/19/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/20/2002 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) ORANGE, TX
B
 12/09/2002 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) ORANGE, TX
IA
 09/21/1999 - 01/02/2003 AXA ADVISORS, LLC (CRD#:6627) HOUSTON, TX
B
 09/09/1999 - 01/02/2003 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
 09/09/1999 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.