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Arthur Lonnie Alcantara Jr.
ART ALCANTARA, ARTHUR ALCANTARA, Arthur Lonnie Alcantara
CRD#: 4011051
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 14851 N. SCOTTSDALE ROAD
SUITE 103
SCOTTSDALE, AZ 85254
SUITE 103
SCOTTSDALE, AZ 85254
0
Disclosures
12
Years of Experience
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State Registrations
B
Arizona 11/12/2024
IA
Arizona 11/12/2024
SRO Registrations
B
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IA
Registered with this firm since 11/12/2024
B
Registered with this firm since 11/12/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/08/2024 - 07/03/2024 | PORTLAND, OR | |
B | 04/22/2024 - 07/03/2024 | PORTLAND, OR | |
IA | 03/29/2022 - 04/27/2023 | GILBERT, AZ | |
B | 12/07/2021 - 04/27/2023 | GILBERT, AZ | |
B | 12/17/2019 - 10/12/2021 | Phoenix, AZ | |
IA | 01/22/2008 - 02/23/2011 | PHOENIX, AZ | |
B | 01/14/2008 - 02/23/2011 | PHOENIX, AZ | |
IA | 10/11/2006 - 12/12/2007 | LITCHFIELD PARK, AZ | |
B | 10/02/2006 - 12/12/2007 | LITCHFIELD PARK, AZ | |
IA | 10/31/2005 - 09/05/2006 | PHOENIX, AZ | |
B | 10/31/2005 - 09/05/2006 | PHOENIX, AZ | |
IA | 04/04/2005 - 10/31/2005 | PHOENIX, AZ | |
B | 06/23/2003 - 10/31/2005 | PHOENIX, AZ | |
B | 12/20/2002 - 02/14/2003 | SPRINGFIELD, MA | |
B | 12/20/2002 - 02/14/2003 | NEW YORK, NY | |
B | 08/25/2000 - 12/03/2001 | WESTLAKE, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.