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Detailed Report
ALEXANDER RUIZ
CRD#: 4010487
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 6368 WOODHAVEN BLVD
STE A
REGO PARK, NY 11374
Registration History
20002002200420062008201020122014201620182020202220242026IAPRIMERICA ADVISORS (CRD# 10111)2021 - Present (3 years)BPFS INVESTMENTS INC. (CRD# 10111)2011 - Present (14 years)BPFS INVESTMENTS INC. (CRD# 10111)2008 - 2010 (2 years)BGENWORTH FINANCIAL SECURITIES ... (CRD# 10358)1999 - 2008 (8 years)
Disclosure(s)
View By:
4/4/2018
Financial
Final
4/27/2017
Financial
Final
License(s)

State Registrations

B
Connecticut 3/4/2011
B
New York 3/14/2011
B
Florida 4/22/2016
IA
New York 8/3/2021
B
New Jersey 5/27/2014
B
Pennsylvania 3/5/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
6368 WOODHAVEN BLVD STE A, REGO PARK, NY 11374
Registered with this firm since 8/3/2021
B
PFS INVESTMENTS INC. (CRD#:10111)
6368 WOODHAVEN BLVD STE A, REGO PARK, NY 11374
Registered with this firm since 3/3/2011
Previous Registration(s)
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B
 10/06/2008 - 12/31/2010 PFS INVESTMENTS INC. (CRD#:10111) ORANGE, CT
B
 11/19/1999 - 04/11/2008 GENWORTH FINANCIAL SECURITIES CORPORATION (CRD#:10358) OZONE PARK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.