Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JAIME SANCHEZ YARZA
CRD#: 4010049
IA
Investment Adviser
B
Broker
SNOWDEN CAPITAL ADVISORS LLCCRD#: 157299 1 Alhambra Plaza, Suite 1130
Coral Gables, FL 33134
SNOWDEN ACCOUNT SERVICES LLCCRD#: 149794 One Alhambra Plaza
Suite 1130
Coral Gables, FL 33134
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2024 (15 years)2 FIRMS2024 - Present (<1 year)BGOLDMAN, SACHS & CO. (CRD# 361)1999 - 2007 (7 years)
Disclosure(s)
View By:
6/24/2024
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 6/24/2024
B
New Hampshire 6/24/2024
B
California 6/24/2024
B
New Jersey 6/24/2024
IA
California 6/25/2024
B
New York 6/24/2024
B
Colorado 6/24/2024
B
North Carolina 6/24/2024
B
Connecticut 6/24/2024
B
Ohio 6/24/2024
B
Delaware 6/24/2024
B
Pennsylvania 6/24/2024
B
District of Columbia 6/24/2024
B
Puerto Rico 6/24/2024
B
Florida 6/24/2024
B
South Carolina 6/24/2024
IA
Florida 7/11/2024
B
South Dakota 6/24/2024
B
Georgia 6/24/2024
B
Tennessee 6/24/2024
B
Illinois 6/24/2024
B
Texas 6/24/2024
B
Indiana 6/24/2024
IA
Texas 6/24/2024
B
Maryland 6/24/2024
B
Virgin Islands 6/24/2024
B
Massachusetts 6/24/2024
B
Virginia 6/24/2024
B
Michigan 6/24/2024
B
Washington 6/24/2024
B
Minnesota 6/24/2024
B
Wyoming 6/24/2024
B
Nevada 6/24/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SNOWDEN CAPITAL ADVISORS LLC (CRD#:157299)
1 Alhambra Plaza, Suite 1130, Coral Gables, FL 33134
Registered with this firm since 6/24/2024
B
SNOWDEN ACCOUNT SERVICES LLC (CRD#:149794)
One Alhambra Plaza Suite 1130, Coral Gables, FL 33134
Registered with this firm since 6/24/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 07/23/2024 MORGAN STANLEY (CRD#:149777) Miami, FL
B
 06/01/2009 - 07/23/2024 MORGAN STANLEY (CRD#:149777) Miami, FL
IA
 03/22/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MIAMI, FL
B
 01/19/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MIAMI, FL
B
 10/20/1999 - 02/08/2007 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.