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RODNEY LEE CAMPOPIANO
CRD#: 4009476
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 207 W Town St
Unit 2B
Norwich, CT 06360
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2000 (<1 year)2 FIRMS2009 - Present (15 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2005 - 2009 (3 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2005 (<1 year)BQUICK & REILLY, INC. (CRD# 11217)2000 - 2004 (4 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2008 - 2009 (<1 year)
Disclosure(s)
View By:
1/9/2017
Customer Dispute
Denied
9/6/2016
Customer Dispute
Denied
5/30/2016
Customer Dispute
Denied
License(s)

State Registrations

B
California 6/12/2013

B
New York 11/4/2009

B
Connecticut 3/11/2009

B
Rhode Island 11/4/2009

IA
Connecticut 3/11/2009

B
South Carolina 12/16/2021

B
Florida 11/4/2009

B
Texas 1/28/2016

B
Illinois 12/11/2023

IA
Texas 2/1/2016

B
Massachusetts 3/11/2009

B
Vermont 3/31/2021

B
Mississippi 3/31/2021

B
Washington 3/31/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
207 W Town St Unit 2B, Norwich, CT 06360
Plymouth, MA
Registered with this firm since 3/11/2009

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
207 W Town St Unit 2B, Norwich, CT 06360
Plymouth, MA
Registered with this firm since 3/11/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/16/2008 - 03/26/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) GROTON, CT
B
05/12/2005 - 03/26/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) GROTON, CT
B
10/20/2004 - 01/14/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
07/25/2000 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
12/07/1999 - 05/12/2000 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
12/07/1999 - 05/12/2000 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.