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Timothy John Diomis
TIMOTHY JOHN DIOMIS
CRD#: 4009155
IA
B
EDWARD JONESCRD#: 250 8860 LADUE ROAD SUITE 240
LADUE, MO 63124
LADUE, MO 63124
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Alabama 11/15/2016
B
Missouri 8/30/2006
B
Arizona 9/8/2015
IA
Missouri 8/30/2006
B
Arkansas 3/30/2016
B
New Mexico 10/11/2021
B
California 9/8/2015
B
New York 7/27/2016
B
Colorado 9/8/2015
B
North Carolina 2/6/2023
B
Florida 9/8/2015
B
Ohio 9/8/2015
B
Illinois 9/8/2015
B
Tennessee 11/1/2022
B
Iowa 9/24/2015
B
Texas 9/8/2015
B
Kansas 5/15/2017
IA
Texas 12/6/2018
B
Maryland 1/2/2018
B
Washington 9/8/2015
B
Michigan 9/8/2015
B
Wisconsin 9/8/2015
B
Mississippi 9/24/2015
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/30/2006
B
Registered with this firm since 8/30/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/03/2006 - 04/05/2006 | ST. LOUIS, MO | |
B | 01/19/2006 - 04/05/2006 | ST. LOUIS, MO | |
B | 05/25/2005 - 01/19/2006 | KANSAS CITY, MO | |
B | 09/04/2002 - 03/26/2004 | ST. LOUIS, MO | |
B | 10/11/2001 - 09/11/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.