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Detailed Report
MICHAEL P ROETHLER
CRD#: 4008472
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 200 PUBLIC SQUARE STE 1650
CLEVELAND, OH 44114
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)2002 - 2007 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2002 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2001 (<1 year)IAMORGAN STANLEY (CRD# 7556)2003 - 2007 (4 years)
License(s)

State Registrations

B
Arizona 1/15/2010
B
Missouri 1/15/2010
B
Arkansas 7/10/2020
B
Nevada 5/31/2023
B
California 7/24/2015
B
New Hampshire 5/19/2023
B
Colorado 1/28/2015
B
New Jersey 1/15/2010
B
Connecticut 7/18/2018
B
New York 1/15/2010
B
Delaware 12/11/2017
B
North Carolina 1/15/2010
B
District of Columbia 3/21/2018
B
Ohio 1/15/2010
B
Florida 1/15/2010
IA
Ohio 1/19/2010
IA
Florida 8/30/2017
B
Oregon 1/11/2021
B
Georgia 2/29/2016
B
Pennsylvania 1/15/2010
B
Hawaii 6/23/2015
B
South Carolina 2/8/2021
B
Idaho 6/19/2018
B
Tennessee 4/5/2010
B
Illinois 1/15/2010
B
Texas 7/9/2015
B
Indiana 7/24/2015
IA
Texas 11/8/2018
B
Iowa 8/15/2022
B
Utah 4/9/2021
B
Louisiana 6/9/2021
B
Virginia 1/15/2010
B
Maryland 1/9/2025
B
Washington 1/4/2024
B
Massachusetts 1/15/2010
B
West Virginia 1/19/2023
B
Michigan 1/15/2010
B
Wisconsin 1/31/2023
B
Minnesota 12/13/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
200 PUBLIC SQUARE STE 1650, CLEVELAND, OH 44114
Registered with this firm since 1/19/2010
B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
200 PUBLIC SQUARE STE 1650, CLEVELAND, OH 44114
Registered with this firm since 1/15/2010
Previous Registration(s)
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IA
 06/01/2009 - 01/20/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) WESTLAKE, OH
B
 06/01/2009 - 01/20/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) WESTLAKE, OH
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WESTLAKE, OH
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WESTLAKE, OH
IA
 03/07/2003 - 04/02/2007 MORGAN STANLEY (CRD#:7556) WESTLAKE, OH
B
 03/11/2002 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) WESTLAKE, OH
B
 04/16/2001 - 02/21/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 11/15/2000 - 01/04/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.