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Brian Shannon McGuigan
BRIAN S MCGUIGAN
CRD#: 4008326
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Investment Adviser
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Broker
MCGUIGAN FINANCIAL, LLCCRD#: 299624 WOLFEBORO, NH
LPL FINANCIAL LLCCRD#: 6413 WOLFEBORO, NH
Registration History
20002002200420062008201020122014201620182020202220242026IAMCGUIGAN FINANCIAL, LLC (CRD# 299624)2018 - Present (6 years)BLPL FINANCIAL LLC (CRD# 6413)2016 - Present (8 years)BEDWARD JONES (CRD# 250)1999 - 2016 (16 years)IAFLAGSHIP HARBOR ADVISORS, LLC (CRD# 155733)2016 - 2018 (2 years)IAEDWARD JONES (CRD# 250)2007 - 2016 (9 years)
Disclosure(s)
View By:
4/28/2009
Customer Dispute
Settled
License(s)

State Registrations

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Florida 1/13/2025

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Massachusetts 2/11/2019

B
Maryland 5/4/2023

B
New Hampshire 6/7/2016

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Massachusetts 6/8/2016

IA
New Hampshire 12/14/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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MCGUIGAN FINANCIAL, LLC (CRD#:299624)
WOLFEBORO, NH
Registered with this firm since 12/14/2018

B
LPL FINANCIAL LLC (CRD#:6413)
WOLFEBORO, NH
Registered with this firm since 6/7/2016

Previous Registration(s)
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06/13/2016 - 12/27/2018 FLAGSHIP HARBOR ADVISORS, LLC (CRD#:155733) AMHERST, NH
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01/26/2007 - 06/09/2016 EDWARD JONES (CRD#:250) AMHERST, NH
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10/26/1999 - 06/09/2016 EDWARD JONES (CRD#:250) AMHERST, NH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.