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Detailed Report
SHARON LEE MARTIN
CRD#: 4007976
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 333 E MAIN ST STE 120
LEXINGTON, KY 40507
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2011 (4 years)2 FIRMS2011 - Present (13 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2004 - 2006 (1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1999 - 2002 (2 years)
License(s)

State Registrations

B
California 10/31/2012
B
Kentucky 8/4/2011
B
Indiana 7/5/2022
IA
Kentucky 8/4/2011

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
333 E MAIN ST STE 120, LEXINGTON, KY 40507
LEXINGTON, KY
Registered with this firm since 8/4/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
333 E MAIN ST STE 120, LEXINGTON, KY 40507
LEXINGTON, KY
Registered with this firm since 8/4/2011
Previous Registration(s)
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IA
 06/09/2006 - 01/31/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) LOUISVILLE, KY
B
 06/09/2006 - 01/31/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) LEXINGTON, KY
B
 06/15/2004 - 04/06/2006 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
 09/22/1999 - 02/14/2002 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.