• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DARYL ANN SPIRKA
DARYL A REDIN, DARYL A SPIRKA
CRD#: 4006179
IA
Investment Adviser
WILLIAMS FINANCIAL, LLCCRD#: 137038 12 MAIN STREET
NORTH BENNINGTON, VT 05257
Registration History
20002002200420062008201020122014201620182020202220242026IAWILLIAMS FINANCIAL, LLC (CRD# 137038)2015 - Present (10 years)IA1ST GLOBAL ADVISORS INC (CRD# 111133)2000 - 2009 (9 years)
License(s)

State Registrations

IA
Massachusetts 5/3/2017

IA
Texas 3/12/2019

IA
New York 7/13/2021

IA
Vermont 2/20/2015

Current Registration(s)
IA
WILLIAMS FINANCIAL, LLC (CRD#:137038)
12 MAIN STREET, NORTH BENNINGTON, VT 05257
14 Monument Square Suite 402, Leominster, MA 01453
Registered with this firm since 2/20/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/30/2000 - 12/11/2009 1ST GLOBAL ADVISORS INC (CRD#:111133) BENNINGTON, VT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.