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Detailed Report
NOEL GABRIEL DAVID
CRD#: 4005883
IA
Investment Adviser
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Previous Broker
CSENGE ADVISORY GROUP, LLCCRD#: 131167 8425 Valley Springs CV
Cordova, TN 38018
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2001 (1 year)IACSENGE ADVISORY GROUP, LLC (CRD# 131167)2023 - Present (2 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2002 - 2020 (18 years)BWADDELL & REED, INC. (CRD# 866)2001 - 2002 (<1 year)IAVAIKUS ADVISORY GROUP, LLC (CRD# 306407)2020 - 2023 (2 years)IAMML INVESTORS SERVICES, LLC (CRD# 10409)2004 - 2020 (16 years)
Disclosure(s)
View By:
3/26/2003
Customer Dispute
Closed-No Action
License(s)

State Registrations

IA
Tennessee 3/15/2023
Current Registration(s)
IA
CSENGE ADVISORY GROUP, LLC (CRD#:131167)
8425 Valley Springs CV, Cordova, TN 38018
Registered with this firm since 3/15/2023
Previous Registration(s)
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 10/05/2020 - 06/20/2023 VAIKUS ADVISORY GROUP, LLC (CRD#:306407) Cordova, TN
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 02/05/2004 - 09/03/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) Memphis, TN
B
 06/06/2002 - 09/03/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) Memphis, TN
B
 06/25/2001 - 05/09/2002 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
B
 04/17/2000 - 06/27/2001 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 04/17/2000 - 06/27/2001 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.