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RICHARD A. BUTLER
CRD#: 4005631
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 11501 North Port Washington
Mequon, WI 53092
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1999 - 2007 (7 years)IAMORGAN STANLEY (CRD# 7556)2004 - 2007 (3 years)
License(s)

State Registrations

B
Arizona 6/1/2009

B
New Jersey 1/28/2020

B
California 6/1/2009

B
New York 6/1/2009

B
Colorado 6/1/2009

B
North Carolina 12/2/2022

B
Connecticut 7/8/2021

B
Ohio 11/1/2018

B
Florida 6/1/2009

B
Oklahoma 3/28/2019

B
Georgia 3/28/2019

B
Oregon 4/10/2013

B
Illinois 6/1/2009

B
Tennessee 7/7/2014

B
Indiana 7/31/2015

B
Texas 6/1/2009

B
Iowa 6/1/2009

IA
Texas 6/1/2009

B
Kentucky 2/15/2018

B
Virginia 1/31/2013

B
Maryland 6/1/2009

B
Washington 6/6/2017

B
Massachusetts 4/18/2017

B
Wisconsin 6/1/2009

B
Michigan 1/5/2022

IA
Wisconsin 6/1/2009

B
Minnesota 11/7/2013

B
Wyoming 1/30/2020

B
Montana 11/30/2015

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
11501 North Port Washington, Mequon, WI 53092
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
11501 North Port Washington, Mequon, WI 53092
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MEQUON, WI
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MEQUON, WI
IA
03/23/2004 - 04/02/2007 MORGAN STANLEY (CRD#:7556) MEQUON, WI
B
09/10/1999 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) MEQUON, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.