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SUSAN LYNN OLSON
SUSAN LYNN ALLAN
CRD#: 4004339
IA
B
HARBOUR INVESTMENTS, INC.CRD#: 19258 100 N GRAND AVE
SUITE 216
SUN PRAIRIE, WI 53590
SUITE 216
SUN PRAIRIE, WI 53590
0
Disclosures
25
Years of Experience
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State Registrations
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Florida 5/8/2024
B
Wisconsin 5/4/2007
B
Illinois 1/2/2009
IA
Wisconsin 6/10/2013
SRO Registrations
B
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IA
Registered with this firm since 6/10/2013
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Registered with this firm since 5/4/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/20/2010 - 06/04/2013 | SUN PRAIRIE, WI | |
B | 05/03/2004 - 05/07/2007 | SUN PRAIRIE, WI | |
B | 07/11/2002 - 05/06/2004 | INDIANAPOLIS, IN | |
B | 10/01/1999 - 07/12/2002 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.