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Detailed Report
KRISTI N WHITMIRE
KRISTI WHITMIRE SCHOFIELD, KRISTI NICOLE WHITMIRE
CRD#: 4004298
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 550 S TRYON ST 44TH FL
[N3-RBO]
CHARLOTTE, NC 28202
Registration History
20002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2007 - Present (17 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2000 - Present (24 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)2000 - 2000 (<1 year)
License(s)

State Registrations

B
Alabama 8/30/2001
B
Nevada 12/13/2011
B
Arizona 1/2/2001
B
New Jersey 1/3/2006
B
California 8/30/2001
B
New York 8/30/2001
B
Colorado 8/30/2001
B
North Carolina 10/1/2000
B
Delaware 1/18/2007
IA
North Carolina 7/24/2007
B
Florida 8/31/2001
B
Ohio 8/31/2001
B
Georgia 8/30/2001
B
Oregon 2/27/2006
B
Illinois 8/30/2001
B
Pennsylvania 2/14/2023
B
Indiana 7/19/2023
B
South Carolina 8/30/2001
B
Kentucky 9/25/2024
B
Tennessee 8/31/2001
B
Louisiana 9/4/2001
B
Texas 8/30/2001
B
Massachusetts 3/1/2022
B
Utah 8/30/2001
B
Michigan 8/30/2001
B
Virginia 8/30/2001
B
Minnesota 1/3/2006
B
Washington 1/3/2006
B
Missouri 2/27/2006
B
West Virginia 8/30/2001
B
Montana 5/3/2024
B
Wyoming 10/14/2019

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
550 S TRYON ST 44TH FL [N3-RBO], CHARLOTTE, NC 28202
Registered with this firm since 7/24/2007
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
550 S TRYON ST 44TH FL [N3-RBO], CHARLOTTE, NC 28202
Registered with this firm since 10/1/2000
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/28/2000 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.