Individual Firm
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Ronald Charles Keever
RON C KEEVER
CRD#: 4002568
IA
B
BOK FINANCIAL PRIVATE WEALTH, INC.CRD#: 106733 1600 Broadway
4th Floor
Denver, CO 80202
4th Floor
Denver, CO 80202
BOK FINANCIAL SECURITIES, INC.CRD#: 17530 1600 BROADWAY
1st, 3rd, 4th, 15th Floors & Ste. 1800
Denver, CO 80202
1st, 3rd, 4th, 15th Floors & Ste. 1800
Denver, CO 80202
View By:
9/22/2016
Customer Dispute
Settled
12/22/2015
Financial
Final
State Registrations
B
Alabama 4/25/2023
B
Mississippi 7/26/2024
B
Alaska 10/21/2024
B
Missouri 4/24/2023
B
Arizona 3/23/2018
B
Montana 5/3/2023
IA
Arizona 12/4/2019
B
Nebraska 10/18/2024
B
Arkansas 5/3/2023
B
Nevada 4/28/2023
B
California 4/11/2018
B
New Hampshire 7/29/2024
IA
California 7/5/2022
B
New Jersey 4/24/2023
B
Colorado 4/4/2018
B
New Mexico 11/12/2020
IA
Colorado 4/4/2018
B
New York 4/22/2023
B
Connecticut 4/24/2023
B
North Carolina 8/28/2018
B
Delaware 10/29/2024
B
North Dakota 3/15/2022
B
District of Columbia 4/25/2023
B
Ohio 2/1/2019
B
Florida 11/12/2020
B
Oklahoma 6/30/2021
B
Georgia 11/12/2020
B
Oregon 6/12/2019
B
Hawaii 5/2/2023
B
Pennsylvania 4/24/2023
B
Idaho 1/20/2023
B
Rhode Island 10/21/2024
B
Illinois 4/24/2023
B
South Carolina 6/1/2021
B
Indiana 4/24/2023
B
South Dakota 11/23/2020
B
Iowa 4/24/2023
B
Tennessee 7/29/2024
B
Kansas 4/21/2023
B
Texas 6/19/2019
B
Kentucky 4/24/2023
IA
Texas 12/5/2019
B
Louisiana 10/3/2019
B
Utah 10/7/2020
B
Maine 11/13/2020
B
Virginia 3/25/2019
B
Maryland 10/29/2024
B
Washington 3/9/2022
B
Massachusetts 4/24/2023
B
West Virginia 3/10/2022
B
Michigan 10/23/2024
B
Wisconsin 4/12/2018
B
Minnesota 4/24/2023
B
Wyoming 10/19/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/4/2019
IA
Registered with this firm since 4/4/2018
B
Registered with this firm since 3/23/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/15/2012 - 03/07/2018 | RALEIGH, NC | |
B | 06/15/2012 - 03/07/2018 | RALEIGH, NC | |
IA | 08/10/2010 - 06/19/2012 | CHAPEL HILL, NC | |
B | 09/21/2009 - 06/19/2012 | CHAPEL HILL, NC | |
B | 09/12/2008 - 03/23/2009 | DURHAM, NC | |
B | 07/31/2006 - 04/29/2008 | CHARLOTTE, NC | |
B | 01/04/2002 - 01/18/2006 | KANNAPOLIS, NC | |
B | 10/05/1999 - 08/22/2000 | CHARLOTTE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.