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Detailed Report
JOSEPH SHAWN SULLIVAN
SHAWN SULLIVAN
CRD#: 4000649
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1301 NW SAINT LUCIE BOULEVARD
SUITE PB
PORT ST.LUCIE, FL 34986
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 1301 NW SAINT LUCIE WEST BLVD
PORT SAINT LUCIE, FL 34986
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2015 (15 years)2 FIRMS2017 - Present (7 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - 2017 (1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1999 - 2000 (1 year)
License(s)

State Registrations

B
Florida 3/20/2017
B
Georgia 3/20/2017
IA
Florida 8/1/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
1301 NW SAINT LUCIE BOULEVARD SUITE PB, PORT ST.LUCIE, FL 34986
Registered with this firm since 8/1/2017
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
1301 NW SAINT LUCIE WEST BLVD, PORT SAINT LUCIE, FL 34986
Registered with this firm since 3/20/2017
Previous Registration(s)
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B
 12/14/2015 - 03/15/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) JUPITER, FL
IA
 10/01/2000 - 10/28/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) JENSEN BEACH, FL
B
 10/01/2000 - 10/28/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) JENSEN BEACH, FL
B
 10/19/1999 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.