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GARRETT HEATH GERMAN
GARRETT H GERMAN
CRD#: 4000167
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 160 S E ST
EXETER, CA 93221
EXETER, CA 93221
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 160 S E ST
EXETER, CA 93221
EXETER, CA 93221
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Alaska 5/12/2009
B
New Hampshire 4/3/2017
B
Arizona 8/6/2009
B
New York 12/3/2018
B
California 6/30/2006
B
North Carolina 8/7/2017
IA
California 11/1/2021
B
Oklahoma 7/20/2018
B
Colorado 11/3/2009
B
Oregon 1/10/2014
B
Florida 1/13/2016
B
Pennsylvania 4/16/2018
B
Georgia 2/27/2025
B
Tennessee 3/18/2024
B
Idaho 7/10/2006
B
Texas 11/12/2015
B
Iowa 6/9/2022
IA
Texas 11/1/2021
B
Kansas 2/9/2016
B
Virginia 6/4/2020
B
Massachusetts 6/6/2022
B
Washington 6/7/2011
B
Michigan 11/24/2020
SRO Registrations
B
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 6/30/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/13/2018 - 11/01/2021 | LINCOLN, NE | |
IA | 06/23/2016 - 01/02/2019 | Exeter, CA | |
IA | 06/30/2006 - 10/02/2017 | LINCOLN, NE | |
IA | 01/18/2005 - 06/30/2006 | VISALIA, CA | |
B | 07/03/2002 - 06/30/2006 | VISALIA, CA | |
B | 01/15/2002 - 07/10/2002 | DES MOINES, IA | |
B | 12/07/1999 - 01/14/2002 | ST. PAUL, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.