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HARVEY LYNN RICHARDS
H LYNN RICHARDS, LYNN RICHARDS
CRD#: 375558
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 8245 Two Winds
San Antonio, TX 78255
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 San Antonio, TX
Registration History
197519801985199019952000200520102015202020252 FIRMS2009 - 2016 (6 years)2 FIRMS2016 - Present (8 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 3600)1974 - 2009 (35 years)BTRANSAMERICA SECURITIES SALES ... (CRD# 17970)1987 - 1995 (8 years)IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 3600)1983 - 2009 (26 years)
Disclosure(s)
View By:
9/25/2009
Customer Dispute
Settled
License(s)

State Registrations

B
California 3/28/2016

B
Texas 3/28/2016

B
Colorado 3/28/2016

IA
Texas 3/28/2016

B
Oklahoma 3/30/2016

B
Washington 3/28/2016

B
Tennessee 3/28/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
8245 Two Winds, San Antonio, TX 78255
Registered with this firm since 3/28/2016

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
San Antonio, TX
Registered with this firm since 3/28/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/04/2009 - 04/04/2016 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) SAN ANTONIO, TX
B
09/04/2009 - 04/04/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) SAN ANTONIO, TX
IA
08/23/1983 - 09/04/2009 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) SAN ANTONIO, TX
B
01/10/1974 - 09/04/2009 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) SAN ANTONIO, TX
B
03/06/1987 - 08/01/1995 TRANSAMERICA SECURITIES SALES CORPORATION (CRD#:17970) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.