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EDWARD THOMAS REGAN
CRD#: 372938
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 444 REGENCY PKWY DRIVE
SUITE 101
OMAHA, NE 68114
Registration History
1970197519801985199019952000200520102015202020252 FIRMS2000 - 2002 (2 years)IAWELLS FARGO ADVISORS (CRD# 11025)2003 - Present (21 years)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2002 - Present (22 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1993 - 2000 (6 years)BEVEREN SECURITIES, INC. (CRD# 19616)1990 - 1993 (3 years)BBLUNT ELLIS & LOEWI INCORPORATED (CRD# 7580)1990 - 1990 (<1 year)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1990 (2 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1986 - 1988 (1 year)BDAIN, BOSWORTH INCORPORATED (CRD# 7600)1969 - 1986 (17 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1969 - 1985 (15 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1978 - 1979 (1 year)BDEAN WITTER & CO. INCORPORATED (CRD# 6466)1976 - 1978 (2 years)BCHILES, HEIDER & CO., INC. (CRD# 5159)1974 - 1976 (1 year)BDEAN WITTER & CO. INCORPORATED (CRD# 6466)1969 - 1974 (5 years)
Disclosure(s)
View By:
4/29/2003
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 6/15/2002

B
Missouri 6/15/2002

B
California 6/15/2002

B
Nebraska 6/15/2002

B
Colorado 1/22/2003

IA
Nebraska 9/16/2003

B
Florida 6/6/2003

B
Nevada 11/16/2004

B
Illinois 9/3/2009

B
Texas 6/15/2002

B
Iowa 6/15/2002

IA
Texas 9/7/2016

B
Kansas 6/15/2002

B
Utah 2/25/2020

B
Kentucky 9/17/2021

B
Wyoming 5/10/2022

B
Maine 7/24/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
444 REGENCY PKWY DRIVE SUITE 101, OMAHA, NE 68114
Registered with this firm since 9/16/2003

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
444 REGENCY PKWY DRIVE SUITE 101, OMAHA, NE 68114
Registered with this firm since 6/15/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/23/2000 - 06/20/2002 CAPTRUST FINANCIAL ADVISORS (CRD#:41727) OMAHA, NE
B
05/12/2000 - 06/15/2002 CAPTRUST FINANCIAL ADVISORS, LLC (CRD#:41727) CHARLOTTE, NC
B
11/29/1993 - 05/15/2000 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
09/04/1990 - 12/07/1993 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
05/14/1990 - 09/04/1990 BLUNT ELLIS & LOEWI INCORPORATED (CRD#:7580)
B
05/14/1988 - 06/07/1990 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
B
06/16/1986 - 05/14/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
06/26/1969 - 06/24/1986 DAIN, BOSWORTH INCORPORATED (CRD#:7600)
B
06/26/1969 - 01/22/1985 E. F. HUTTON & COMPANY INC (CRD#:235)
B
02/24/1978 - 09/17/1979 DEAN WITTER REYNOLDS INC. (CRD#:7556)
B
01/19/1976 - 02/24/1978 DEAN WITTER & CO. INCORPORATED (CRD#:6466)
B
09/18/1974 - 01/22/1976 CHILES, HEIDER & CO., INC. (CRD#:5159)
B
07/08/1969 - 11/10/1974 DEAN WITTER & CO. INCORPORATED (CRD#:6466)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.