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SARAH LU HARDY BURROWES
SARA LU HARDY BURROWES, SARAH LU BURROWES, SARAH LU HARDY
CRD#: 36593
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2700 POST OAK BLVD STE 900
HOUSTON, TX 77056
HOUSTON, TX 77056
0
Disclosures
53
Years of Experience
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State Registrations
B
California 7/1/2003
B
Missouri 10/24/2018
B
Colorado 3/11/2013
B
New York 3/6/2020
B
Connecticut 6/5/2019
B
Ohio 11/5/2018
B
Florida 11/3/2018
B
Oklahoma 4/17/2020
B
Georgia 4/17/2020
B
Oregon 12/4/2020
B
Hawaii 11/3/2018
B
Pennsylvania 4/7/2020
B
Illinois 4/17/2020
B
South Dakota 4/17/2020
B
Indiana 4/17/2020
B
Tennessee 4/17/2020
B
Louisiana 1/19/2017
B
Texas 7/1/2003
B
Maryland 4/17/2020
IA
Texas 7/1/2003
B
Michigan 11/3/2018
B
Utah 11/3/2018
B
Minnesota 11/3/2018
B
Virginia 11/3/2018
B
Mississippi 4/17/2020
B
Washington 11/3/2018
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 7/1/2003
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Registered with this firm since 7/1/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/19/1990 - 07/01/2003 | HOUSTON, TX | |
B | 09/13/1990 - 07/01/2003 | NEW YORK, NY | |
B | 09/04/1990 - 09/06/1990 | ST. LOUIS, MO | |
B | 11/13/1989 - 09/04/1990 | ||
B | 02/22/1972 - 11/13/1989 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.