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Detailed Report
RICHARD L POITRAS
RICHARD LEE POITRAS
CRD#: 364985
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 160 GOULD STREET
SUITE 310
NEEDHAM, MA 02494
Registration History
197019751980198519901995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2001 - Present (24 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2000 - Present (24 years)BBERKSHIRE EQUITY SALES, INC. (CRD# 87)1984 - 2000 (16 years)BLINSCO CORPORATION (CRD# 524)1969 - 1984 (14 years)
License(s)

State Registrations

B
California 6/22/2018
B
New Hampshire 11/28/2000
B
Connecticut 11/28/2000
B
New York 11/28/2000
B
District of Columbia 4/23/2003
B
Oregon 2/26/2003
B
Florida 11/28/2000
B
Rhode Island 11/28/2000
B
Massachusetts 11/28/2000
B
Washington 5/7/2002
IA
Massachusetts 2/22/2001

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
160 GOULD STREET SUITE 310, NEEDHAM, MA 02494
Registered with this firm since 2/22/2001
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
160 GOULD STREET SUITE 310, NEEDHAM, MA 02494
Registered with this firm since 11/28/2000
Previous Registration(s)
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B
 06/18/1984 - 11/30/2000 BERKSHIRE EQUITY SALES, INC. (CRD#:87) PITTSFIELD, MA
B
 09/02/1969 - 06/07/1984 LINSCO CORPORATION (CRD#:524)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.