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EDWARD ROBERT PARDON
EDWARD R PARDON
CRD#: 356278
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 10 Wright St
Fl 1st
Westport, CT 06880-3115
Fl 1st
Westport, CT 06880-3115
0
Disclosures
51
Years of Experience
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State Registrations
B
California 5/15/2009
B
New York 5/15/2009
B
Connecticut 5/15/2009
B
North Carolina 10/9/2023
IA
Connecticut 5/15/2009
B
Ohio 5/15/2009
B
District of Columbia 5/15/2009
B
Oklahoma 8/11/2016
B
Florida 5/15/2009
B
Pennsylvania 2/24/2023
B
Massachusetts 5/15/2009
B
Virginia 5/15/2009
B
New Jersey 7/22/2022
B
Washington 8/4/2020
SRO Registrations
B
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IA
Registered with this firm since 5/15/2009
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Registered with this firm since 5/15/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/23/2009 - 09/13/2011 | NORWALK, CT | |
IA | 01/09/1991 - 05/28/2009 | WESTPORT, CT | |
B | 07/31/1993 - 05/28/2009 | WESTPORT, CT | |
B | 05/26/1978 - 07/31/1993 | NEW YORK, NY | |
B | 08/01/1973 - 11/30/1983 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.