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Detailed Report
JOSEPH ANGELO PARDI JR
CRD#: 356267
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 2385 NW Executive Center Drive
Suite 200
Boca Raton, FL 33431
Registration History
197519801985199019952000200520102015202020252 FIRMS2002 - 2024 (22 years)2 FIRMS2024 - Present (<1 year)BCIBC WORLD MARKETS CORP. (CRD# 630)1991 - 2002 (11 years)BTWENTY-FIRST SECURITIES CORPOR... (CRD# 14461)1987 - 1991 (4 years)BROONEY, PACE INC. (CRD# 6218)1985 - 1986 (1 year)BD. H. BLAIR & CO., INC. (CRD# 6833)1984 - 1985 (1 year)BOPPENHEIMER & CO., INC. (CRD# 630)1980 - 1984 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1978 - 1980 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 572)1974 - 1978 (3 years)BDEAN WITTER & CO. INCORPORATED (CRD# 6466)1974 - 1974 (<1 year)BDUPONT WALSTON, INCORPORATED (CRD# 870)1973 - 1974 (<1 year)
Disclosure(s)
View By:
2/6/2018
Customer Dispute
Denied
7/24/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/7/2024
IA
New Jersey 11/7/2024
B
California 11/7/2024
B
New York 11/7/2024
B
Connecticut 11/7/2024
B
North Carolina 11/25/2024
B
Florida 11/7/2024
B
Ohio 11/7/2024
IA
Florida 11/8/2024
B
Pennsylvania 11/7/2024
B
Georgia 11/7/2024
B
Texas 11/7/2024
B
Indiana 11/7/2024
IA
Texas 11/7/2024
B
Kentucky 11/7/2024
B
Vermont 11/7/2024
B
New Jersey 11/7/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
2385 NW Executive Center Drive Suite 200, Boca Raton, FL 33431
Registered with this firm since 11/7/2024
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
2385 NW Executive Center Drive Suite 200, Boca Raton, FL 33431
Registered with this firm since 11/7/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/01/2002 - 11/15/2024 WELLS FARGO ADVISORS (CRD#:19616) POMPANO BEACH, FL
B
 10/25/2002 - 11/15/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) POMPANO BEACH, FL
B
 07/29/1991 - 10/02/2002 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
B
 01/07/1987 - 08/05/1991 TWENTY-FIRST SECURITIES CORPORATION (CRD#:14461) NEW YORK, NY
B
 04/17/1985 - 06/19/1986 ROONEY, PACE INC. (CRD#:6218)
FINRA expelled the firm on 10/31/1988
B
 01/20/1984 - 04/26/1985 D. H. BLAIR & CO., INC. (CRD#:6833)
B
 08/22/1980 - 01/23/1984 OPPENHEIMER & CO., INC. (CRD#:630)
B
 09/26/1978 - 09/21/1980 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
B
 11/26/1974 - 09/26/1978 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. (CRD#:572)
B
 03/06/1974 - 12/01/1974 DEAN WITTER & CO. INCORPORATED (CRD#:6466)
B
 08/01/1973 - 06/10/1974 DUPONT WALSTON, INCORPORATED (CRD#:870)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.