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Detailed Report
CONRAD LAMBERT PARDE
CRD#: 356259
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 8555 EXECUTIVE WOOD DRIVE
SUITE 400
LINCOLN, NE 68512
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 8555 EXECUTIVE WOODS DRIVE
SUITE 400
LINCOLN, NE 68512
Registration History
197519801985199019952000200520102015202020252 FIRMS2009 - 2019 (10 years)2 FIRMS2019 - Present (5 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (5 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1977 - 1988 (10 years)BDAIN, KALMAN & QUAIL, INCORPORATED (CRD# 202)1973 - 1977 (4 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2009 (11 years)
License(s)

State Registrations

B
Alaska 11/7/2019
B
Nebraska 11/7/2019
B
Arizona 11/7/2019
IA
Nebraska 11/12/2019
B
Arkansas 11/7/2019
B
Nevada 11/7/2019
B
California 11/7/2019
B
New York 11/7/2019
B
Colorado 11/7/2019
B
North Dakota 11/3/2022
B
Florida 11/7/2019
B
Ohio 11/7/2019
B
Georgia 11/7/2019
B
Oregon 11/7/2019
B
Idaho 6/29/2020
B
Pennsylvania 11/7/2019
B
Illinois 7/29/2021
B
South Dakota 11/7/2019
B
Iowa 11/7/2019
B
Texas 11/7/2019
B
Kansas 11/7/2019
IA
Texas 11/7/2019
B
Maryland 11/7/2019
B
Utah 11/7/2019
B
Massachusetts 11/7/2019
B
Vermont 5/11/2020
B
Michigan 11/7/2019
B
Virginia 11/7/2019
B
Mississippi 2/4/2020
B
Washington 11/7/2019
B
Missouri 11/7/2019
B
Wisconsin 11/7/2019
B
Montana 11/7/2019
B
Wyoming 11/7/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
8555 EXECUTIVE WOOD DRIVE SUITE 400, LINCOLN, NE 68512
Registered with this firm since 11/7/2019
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
8555 EXECUTIVE WOODS DRIVE SUITE 400, LINCOLN, NE 68512
Registered with this firm since 11/7/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 11/11/2019 MORGAN STANLEY (CRD#:149777) LINCOLN, NE
B
 06/01/2009 - 11/11/2019 MORGAN STANLEY (CRD#:149777) LINCOLN, NE
IA
 07/31/1997 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LINCOLN, NE
B
 07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LINCOLN, NE
B
 02/15/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 10/25/1977 - 02/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
 06/06/1973 - 11/17/1977 DAIN, KALMAN & QUAIL, INCORPORATED (CRD#:202)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.