• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
NORMAN ARTHUR PAPPAS
CRD#: 356173
IA
Investment Adviser
B
Broker
THE ENTERPRISE INVESTMENT COMPANYCRD#: 116889 30301 NORTHWESTERN HIGHWAY
SUITE 200
FARMINGTON HILLS, MI 48334
THE ENTERPRISE SECURITIES COMPANYCRD#: 26598 30301 NORTHWESTERN HIGHWAY
SUITE 200
FARMINGTON HILLS, MI 48334
Registration History
19751980198519901995200020052010201520202025IATHE ENTERPRISE INVESTMENT COMPANY (CRD# 116889)2006 - Present (18 years)BTHE ENTERPRISE SECURITIES COMPANY (CRD# 26598)1990 - Present (34 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)1989 - 1990 (1 year)BOGILVIE & TAYLOR SECURITIES CO... (CRD# 10105)1986 - 1990 (4 years)BNOREQ SECURITIES CORPORATION (CRD# 8267)1985 - 1986 (<1 year)BCIGNA SECURITIES, INC. (CRD# 145)1971 - 1985 (14 years)
License(s)

State Registrations

B
Alabama 1/12/2016

B
New York 1/20/2010

B
Arizona 6/10/2004

B
North Carolina 8/18/2023

B
California 4/21/2005

B
Ohio 3/26/2002

B
Colorado 11/24/2015

B
Oregon 12/19/2013

B
Florida 4/28/2004

B
Pennsylvania 10/9/2018

B
Georgia 11/29/2016

B
South Carolina 10/8/2021

B
Illinois 6/7/2007

B
Tennessee 1/15/2016

B
Maryland 9/30/2021

B
Texas 5/27/2022

B
Michigan 8/10/1992

B
Utah 11/5/2015

IA
Michigan 5/26/2010

B
Virginia 7/27/2017

B
Minnesota 11/3/2022

B
Washington 12/8/2016

B
Nevada 4/20/2020

B
West Virginia 6/5/2007

B
New Jersey 11/18/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE ENTERPRISE INVESTMENT COMPANY (CRD#:116889)
30301 NORTHWESTERN HIGHWAY SUITE 200, FARMINGTON HILLS, MI 48334
Registered with this firm since 6/5/2006

B
THE ENTERPRISE SECURITIES COMPANY (CRD#:26598)
30301 NORTHWESTERN HIGHWAY SUITE 200, FARMINGTON HILLS, MI 48334
30301 NORTHWESTERN HIGHWAY SUITE 200, FARMINGTON HILLS, MI 48334
Registered with this firm since 10/17/1990

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/22/1989 - 12/31/1990 MUTUAL SERVICE CORPORATION (CRD#:4806) BOSTON, MA
B
06/16/1986 - 11/05/1990 OGILVIE & TAYLOR SECURITIES CORPORATION (CRD#:10105) CHICAGO, IL
B
12/19/1985 - 07/08/1986 NOREQ SECURITIES CORPORATION (CRD#:8267)
B
01/06/1971 - 07/22/1985 CIGNA SECURITIES, INC. (CRD#:145)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.