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HENRY CARSON NORMAN
CARSON NORMAN
CRD#: 349133
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 695 E ARLINGTON BLVD
STES 101 & 200
GREENVILLE, NC 27858
Registration History
197519801985199019952000200520102015202020252 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1990 - 2008 (17 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1990 (1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1973 - 1988 (15 years)BR. S. DICKSON, POWELL, KISTLER... (CRD# 671)1971 - 1974 (2 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2004 - 2008 (3 years)
Disclosure(s)
View By:
1/1/1982
Customer Dispute
Settled
1/1/1982
Regulatory
Final
License(s)

State Registrations

B
California 1/1/2008

B
North Carolina 1/1/2008

B
Colorado 1/1/2008

IA
North Carolina 1/1/2008

B
Florida 1/1/2008

B
South Carolina 1/1/2008

B
Georgia 1/1/2008

B
South Dakota 10/1/2019

B
New York 1/1/2008

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
695 E ARLINGTON BLVD STES 101 & 200, GREENVILLE, NC 27858
Registered with this firm since 1/1/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
695 E ARLINGTON BLVD STES 101 & 200, GREENVILLE, NC 27858
Registered with this firm since 1/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/09/1990 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) GREENVILLE, NC
IA
04/07/2004 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) GREENVILLE, NC
B
05/14/1988 - 04/19/1990 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
B
03/05/1973 - 05/14/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
11/04/1971 - 01/02/1974 R. S. DICKSON, POWELL, KISTLER & CRAWFORD (CRD#:671)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.