Individual Firm
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RICHARD DALE NILMEIER SR
RICHARD DALE NILMEIER, RICHARD NILMEIER
CRD#: 348295
IA
B
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 7491 N Remington
#102
FRESNO, CA 93711
#102
FRESNO, CA 93711
0
Disclosures
51
Years of Experience
View By:
State Registrations
B
California 4/27/2010
IA
California 11/13/2018
SRO Registrations
B
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IA
Registered with this firm since 11/13/2018
B
Registered with this firm since 4/23/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/28/2008 - 04/12/2019 | FRESNO, CA | |
IA | 12/11/2007 - 05/05/2010 | FRESNO, CA | |
B | 12/11/2007 - 05/05/2010 | FRESNO, CA | |
IA | 01/17/2008 - 10/27/2008 | FRESNO, CA | |
IA | 08/15/2006 - 12/13/2007 | FRESNO, CA | |
B | 08/15/2006 - 12/13/2007 | FRESNO, CA | |
IA | 02/21/2001 - 08/11/2006 | FRESNO, CA | |
B | 01/06/1997 - 08/11/2006 | FRESNO, CA | |
B | 08/04/1994 - 01/27/1997 | SCOTTSDALE, AZ | |
B | 12/07/1994 - 09/10/1996 | EL SEGUNDO, CA | |
B | 02/27/1974 - 08/16/1994 | WORCESTER, MA | |
B | 03/10/1987 - 12/31/1991 | WINDSOR, CT | |
B | 02/27/1974 - 03/17/1978 |
FRESNO, CA
01/17/2008 - 10/27/2008
02/27/1974 - 03/17/1978
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.