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PAMELA NICHOLS HOWE
PAMELA B HOWE, PAMELA BROOKS NICHOLS
CRD#: 347677
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 2840 E. Skyline Drive
Suite 200
TUCSON, AZ 85718
Registration History
197519801985199019952000200520102015202020252 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - Present (16 years)BMORGAN STANLEY DW INC. (CRD# 7556)1987 - 2007 (19 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1984 - 1987 (2 years)BADVEST, INC. (CRD# 10)1983 - 1984 (1 year)BPAINE, WEBBER, JACKSON & CURTI... (CRD# 8174)1983 - 1983 (<1 year)BDERAND INVESTMENT CORPORATION ... (CRD# 4679)1982 - 1982 (<1 year)BOPPENHEIMER & CO., INC. (CRD# 630)1978 - 1982 (4 years)BWHITE, WELD & CO. INCORPORATED (CRD# 6802)1976 - 1978 (1 year)BBAKER, WEEKS & CO., INC. (CRD# 69)1974 - 1976 (2 years)IAMORGAN STANLEY (CRD# 7556)2003 - 2007 (4 years)
License(s)

State Registrations

B
Arizona 1/22/2024

B
Minnesota 2/12/2009

B
California 2/12/2009

B
New Hampshire 2/12/2009

B
Colorado 2/3/2017

B
New Jersey 2/12/2009

B
Connecticut 2/12/2009

B
New Mexico 11/19/2019

B
District of Columbia 2/12/2009

B
New York 2/12/2009

IA
District of Columbia 2/26/2009

B
North Carolina 2/12/2009

B
Florida 2/12/2009

B
Ohio 8/13/2018

B
Georgia 2/12/2009

B
Oregon 2/12/2009

B
Hawaii 2/12/2009

B
Pennsylvania 2/12/2009

B
Idaho 2/12/2009

B
South Carolina 2/12/2009

B
Illinois 2/12/2009

B
Tennessee 2/3/2021

B
Kansas 4/28/2017

IA
Texas 2/12/2009

B
Kentucky 2/12/2009

B
Texas 9/11/2017

B
Maine 2/12/2009

B
Vermont 10/30/2023

B
Maryland 2/12/2009

B
Virginia 2/12/2009

B
Massachusetts 2/12/2009

B
Washington 2/12/2009

B
Michigan 2/12/2009

B
Wisconsin 2/12/2009

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
2840 E. Skyline Drive Suite 200, TUCSON, AZ 85718
Tucson, AZ
Registered with this firm since 2/12/2009

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
2840 E. Skyline Drive Suite 200, TUCSON, AZ 85718
Tucson, AZ
Registered with this firm since 2/12/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/02/2007 - 02/13/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WASHINGTON, DC
B
04/02/2007 - 02/13/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WASHINGTON, DC
IA
01/15/2003 - 04/02/2007 MORGAN STANLEY (CRD#:7556) WASHINGTON, DC
B
07/22/1987 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) WASHINGTON, DC
B
10/22/1984 - 07/27/1987 PAINEWEBBER INCORPORATED (CRD#:8174)
B
07/12/1983 - 10/19/1984 ADVEST, INC. (CRD#:10)
B
05/04/1983 - 06/10/1983 PAINE, WEBBER, JACKSON & CURTIS INC. (CRD#:8174)
B
11/18/1982 - 12/21/1982 DERAND INVESTMENT CORPORATION OF AMERICA (CRD#:4679)
B
01/24/1978 - 02/12/1982 OPPENHEIMER & CO., INC. (CRD#:630)
B
08/31/1976 - 01/05/1978 WHITE, WELD & CO. INCORPORATED (CRD#:6802)
B
03/07/1974 - 10/02/1976 BAKER, WEEKS & CO., INC. (CRD#:69)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.