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GREGORY CONRAD MOTTAU
CRD#: 341596
IA
B
OSAIC WEALTH, INC.CRD#: 23131 Henderson, NV
0
Disclosures
53
Years of Experience
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State Registrations
B
Alaska 11/3/2023
B
New York 11/3/2023
B
Arizona 11/3/2023
B
Oklahoma 11/3/2023
B
California 11/3/2023
B
Oregon 11/3/2023
IA
California 11/3/2023
IA
Oregon 11/3/2023
B
Florida 11/3/2023
B
Pennsylvania 11/3/2023
B
Idaho 11/3/2023
B
South Carolina 11/3/2023
B
Indiana 11/3/2023
B
Tennessee 11/3/2023
B
Iowa 11/3/2023
B
Texas 11/3/2023
B
Minnesota 11/3/2023
B
Utah 11/3/2023
B
Montana 11/3/2023
B
Virginia 11/3/2023
B
Nevada 11/3/2023
B
Washington 11/3/2023
IA
Nevada 6/6/2024
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Washington 11/3/2023
B
New Mexico 11/3/2023
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/27/2009 - 11/03/2023 | Henderson, NV | |
B | 02/27/2009 - 11/03/2023 | Henderson, NV | |
IA | 04/16/2003 - 02/27/2009 | PORTLAND, OR | |
B | 08/01/1980 - 02/27/2009 | PORTLAND, OR | |
B | 03/01/1985 - 02/24/1986 | ||
B | 12/18/1975 - 04/18/1985 | ||
B | 12/18/1975 - 03/01/1985 | ||
B | 05/19/1971 - 03/18/1976 | ||
B | 05/19/1971 - 03/18/1976 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.