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FREDERICK HULVER MORGAN
CRD#: 339896
IA
B
MORGAN STANLEYCRD#: 149777 28601 Marlboro Avenue
Suite 201
Easton, MD 21601
Suite 201
Easton, MD 21601
0
Disclosures
55
Years of Experience
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State Registrations
B
Alabama 11/5/2015
B
Missouri 8/25/2020
B
Arizona 4/9/2014
B
Montana 7/10/2024
B
California 6/1/2009
B
Nevada 10/4/2021
B
Colorado 6/1/2009
B
New Hampshire 8/25/2020
B
Connecticut 6/1/2009
B
New Jersey 6/1/2009
B
Delaware 8/25/2020
B
New Mexico 8/25/2020
B
District of Columbia 4/20/2011
B
New York 6/1/2009
B
Florida 6/1/2009
B
North Carolina 6/1/2009
IA
Florida 1/9/2015
B
Ohio 6/1/2009
B
Georgia 6/1/2009
B
Oregon 11/9/2023
B
Hawaii 10/1/2021
B
Pennsylvania 6/1/2009
B
Idaho 6/22/2023
B
South Carolina 6/1/2009
B
Illinois 11/8/2016
B
Tennessee 6/1/2009
B
Indiana 8/25/2020
B
Texas 6/1/2009
B
Iowa 11/23/2020
IA
Texas 5/5/2020
B
Kansas 4/29/2013
B
Utah 7/28/2021
B
Kentucky 8/4/2016
B
Virgin Islands 3/23/2023
B
Louisiana 7/28/2011
B
Virginia 6/1/2009
B
Maryland 6/1/2009
B
Washington 2/24/2014
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Maryland 6/1/2009
B
West Virginia 6/1/2009
B
Massachusetts 2/6/2019
IA
West Virginia 6/1/2009
B
Michigan 8/25/2020
B
Wisconsin 6/1/2009
B
Minnesota 6/1/2009
B
Wyoming 8/25/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/12/2007 - 06/01/2009 | EASTON, MD | |
B | 06/17/1969 - 06/01/2009 | EASTON, MD | |
IA | 10/12/2004 - 10/16/2006 | EASTON, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.