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Detailed Report
MARC ALLEN ACKERMAN
CRD#: 3278937
IA
Investment Adviser
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Previous Broker
IFC ADVISORS LLCCRD#: 332157 11601 WILSHIRE BLVD
SUITE 1725
LOS ANGELES, CA 90025
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2007 (6 years)2 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2024 (12 years)IAIFC ADVISORS LLC (CRD# 332157)2024 - Present (<1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)2000 - 2001 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2000 (<1 year)
Disclosure(s)
View By:
8/25/2003
Customer Dispute
Settled
8/8/2002
Customer Dispute
Settled
License(s)

State Registrations

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California 11/6/2024
Current Registration(s)
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IFC ADVISORS LLC (CRD#:332157)
11601 WILSHIRE BLVD SUITE 1725, LOS ANGELES, CA 90025
Registered with this firm since 11/6/2024
Previous Registration(s)
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 11/29/2012 - 11/13/2024 WELLS FARGO ADVISORS (CRD#:19616) LOS ANGELES, CA
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 11/29/2012 - 11/13/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LOS ANGELES, CA
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 06/01/2009 - 12/10/2012 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
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 06/01/2009 - 12/10/2012 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
IA
 10/19/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BEVERLY HILLS, CA
B
 10/19/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BEVERLY HILLS, CA
IA
 05/15/2001 - 10/22/2007 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) BEVERLY HILLS, CA
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 05/02/2001 - 10/22/2007 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) BEVERLY HILLS, CA
B
 07/24/2000 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
 10/04/1999 - 07/25/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.