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JONATHAN LEE PENN
JONATHAN L PENN
CRD#: 3278678
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Investment Adviser
RIA ADVISORSCRD#: 150661 Houston, TX
Registration History
20002002200420062008201020122014201620182020202220242026IARIA ADVISORS (CRD# 150661)2020 - Present (4 years)IARIA WEALTH ADVISORS, LLC (CRD# 312072)2022 - 2023 (1 year)IAPIN OAK INVESTMENT ADVISORS INC (CRD# 105550)2017 - 2020 (3 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - 2009 (9 years)
License(s)

State Registrations

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Louisiana 9/25/2020

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Texas 9/25/2020

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Nebraska 9/28/2020

Current Registration(s)
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RIA ADVISORS (CRD#:150661)
Houston, TX
Registered with this firm since 9/25/2020

Previous Registration(s)
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04/19/2022 - 07/25/2023 RIA WEALTH ADVISORS, LLC (CRD#:312072) ROUND ROCK, TX
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03/29/2017 - 08/20/2020 PIN OAK INVESTMENT ADVISORS INC (CRD#:105550) HOUSTON, TX
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02/25/2000 - 06/05/2009 CHARLES SCHWAB & CO., INC. (CRD#:5393) HOUSTON, TX
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Disclosures
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