Individual Firm
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JAE EDWARD WATERS
CRD#: 3277409
IA
B
OSAIC WEALTH, INC.CRD#: 23131 750 OLD HICKORY BLVD, STE 170
ONE BRENTWOOD COMMONS
BRENTWOOD, TN 37027
ONE BRENTWOOD COMMONS
BRENTWOOD, TN 37027
0
Disclosures
24
Years of Experience
View By:
State Registrations
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Alabama 10/28/2005
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Maryland 9/3/2019
B
Arizona 9/18/2020
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Maryland 9/3/2019
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Arkansas 8/28/2006
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Massachusetts 1/27/2023
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Arkansas 1/24/2012
B
Minnesota 9/9/2019
B
California 1/19/2007
B
Mississippi 9/27/2005
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Colorado 4/10/2014
B
Missouri 1/21/2021
B
Connecticut 2/12/2019
B
Montana 4/25/2024
B
Delaware 11/6/2019
B
New Mexico 9/27/2005
B
District of Columbia 9/27/2005
B
North Carolina 10/21/2005
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District of Columbia 2/17/2012
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North Carolina 1/24/2012
B
Florida 1/26/2012
B
Ohio 7/27/2023
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Florida 3/22/2018
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Pennsylvania 11/11/2013
B
Georgia 9/27/2005
B
South Carolina 4/14/2014
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Georgia 1/25/2012
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South Carolina 4/15/2014
B
Hawaii 8/2/2017
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Tennessee 9/27/2005
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Hawaii 8/2/2017
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Tennessee 10/4/2005
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Indiana 10/26/2016
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Texas 6/29/2007
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Iowa 10/9/2014
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Texas 8/9/2018
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Kentucky 1/18/2013
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Utah 4/20/2021
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Kentucky 3/6/2018
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Virginia 8/29/2023
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Louisiana 7/28/2006
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Washington 10/2/2014
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Maine 1/13/2023
SRO Registrations
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IA
Registered with this firm since 10/4/2005
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Registered with this firm since 9/27/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/09/2001 - 10/05/2005 | NASHVILLE, TN | |
B | 04/30/2001 - 10/05/2005 | WEEHAWKEN, NJ | |
B | 08/20/1999 - 08/11/2000 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.