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NELSON S BRONCANO
CRD#: 3276449
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 Miami, FL
Registration History
20002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - Present (17 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - Present (18 years)BTRADESTATION SECURITIES, INC. (CRD# 39473)2005 - 2006 (<1 year)BEQUITY STATION, INC. (CRD# 103620)2003 - 2004 (<1 year)BSCOTTRADE, INC. (CRD# 8206)2003 - 2003 (<1 year)BLION'S GROUP TRADING LLC (CRD# 113642)2002 - 2003 (<1 year)BSPEAR, LEEDS & KELLOGG, L.P. (CRD# 3466)2000 - 2002 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2000 (<1 year)
License(s)

State Registrations

B
Alabama 1/21/2010

B
Nebraska 1/21/2010

B
Alaska 1/21/2010

B
Nevada 1/21/2010

B
Arizona 1/21/2010

B
New Hampshire 1/21/2010

B
Arkansas 1/21/2010

B
New Jersey 3/28/2006

B
California 1/21/2010

B
New Mexico 1/21/2010

B
Colorado 1/21/2010

B
New York 3/28/2006

B
Connecticut 1/21/2010

IA
New York 4/19/2021

B
Delaware 1/21/2010

B
North Carolina 1/21/2010

B
District of Columbia 1/21/2010

B
North Dakota 1/21/2010

B
Florida 1/21/2010

B
Ohio 1/21/2010

IA
Florida 7/14/2010

B
Oklahoma 1/21/2010

B
Georgia 1/21/2010

B
Oregon 1/21/2010

B
Hawaii 1/21/2010

B
Pennsylvania 10/25/2007

B
Idaho 1/21/2010

B
Puerto Rico 1/21/2010

B
Illinois 1/21/2010

B
Rhode Island 1/21/2010

B
Indiana 1/21/2010

B
South Carolina 1/21/2010

B
Iowa 1/21/2010

B
South Dakota 1/21/2010

B
Kansas 1/21/2010

B
Tennessee 5/12/2010

B
Kentucky 1/21/2010

B
Texas 1/21/2010

B
Louisiana 1/21/2010

IA
Texas 2/19/2013

B
Maine 1/21/2010

B
Utah 1/21/2010

B
Maryland 1/21/2010

B
Vermont 1/21/2010

B
Massachusetts 1/21/2010

B
Virgin Islands 1/21/2010

B
Michigan 1/21/2010

B
Virginia 1/21/2010

B
Minnesota 1/21/2010

B
Washington 1/21/2010

B
Mississippi 1/21/2010

B
West Virginia 1/21/2010

B
Missouri 1/21/2010

B
Wisconsin 1/21/2010

B
Montana 1/21/2010

B
Wyoming 1/21/2010

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
Miami, FL
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 11/8/2007

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
Miami, FL
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 3/28/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/28/2005 - 04/11/2006 TRADESTATION SECURITIES, INC. (CRD#:39473) PLANTATION, FL
B
12/03/2003 - 11/04/2004 EQUITY STATION, INC. (CRD#:103620) BOCA RATON, FL
B
01/31/2003 - 12/01/2003 SCOTTRADE, INC. (CRD#:8206) ST. LOUIS, MO
B
03/13/2002 - 02/04/2003 LION'S GROUP TRADING LLC (CRD#:113642) NEW YORK, NY
B
06/30/2000 - 03/12/2002 SPEAR, LEEDS & KELLOGG, L.P. (CRD#:3466) NEW YORK, NY
B
10/21/1999 - 07/07/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.