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JEFFREY ALAN HAUB
CRD#: 3276250
IA
Investment Adviser
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Broker
BFC PLANNING, INC.CRD#: 119682 101 E FIRST STREET
DIXON, IL 61021
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.CRD#: 13609 101 E FIRST STREET
DIXON, IL 61021
Registration History
20002002200420062008201020122014201620182020202220242 FIRMS2016 - Present (8 years)BVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2010 - 2015 (5 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2007 - 2010 (2 years)BWORLD EQUITY GROUP, INC. (CRD# 29087)2004 - 2007 (3 years)BC. J. M. PLANNING CORP. (CRD# 5698)2003 - 2004 (<1 year)BUSALLIANZ SECURITIES, INC. (CRD# 40875)1999 - 2002 (3 years)IAVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2011 - 2015 (4 years)
License(s)

State Registrations

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California 9/21/2021

B
Indiana 1/7/2021

B
Colorado 11/8/2021

B
Iowa 1/23/2020

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Florida 1/17/2023

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Montana 11/19/2024

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Illinois 5/13/2016

B
Virginia 1/14/2022

IA
Illinois 5/13/2016

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Wisconsin 6/29/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BFC PLANNING, INC. (CRD#:119682)
101 E FIRST STREET, DIXON, IL 61021
Registered with this firm since 5/13/2016

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BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609)
101 E FIRST STREET, DIXON, IL 61021
2135 City Gate Lane, Naperville, IL 60563
Registered with this firm since 5/13/2016

Previous Registration(s)
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04/11/2011 - 11/24/2015 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) DIXON, IL
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10/19/2010 - 11/24/2015 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) DIXON, IL
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08/07/2007 - 07/30/2010 NATIONAL PLANNING CORPORATION (CRD#:29604) DIXON, IL
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04/08/2004 - 08/09/2007 WORLD EQUITY GROUP, INC. (CRD#:29087) SCHAUMBURG, IL
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07/08/2003 - 04/08/2004 C. J. M. PLANNING CORP. (CRD#:5698) POMPTON LAKES, NJ
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10/07/1999 - 10/16/2002 USALLIANZ SECURITIES, INC. (CRD#:40875) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.