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BRADFORD SCOTT BERNSTEIN
CRD#: 3275375
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 TWO LOGAN SQUARE - STE 2400
PHILADELPHIA, PA 19103
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2002 (2 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - Present (17 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - Present (22 years)
License(s)

State Registrations

B
Alabama 1/5/2021

B
Nebraska 1/7/2021

B
Arizona 2/1/2018

B
Nevada 4/26/2002

B
Arkansas 12/8/2020

B
New Hampshire 6/27/2019

B
California 4/26/2002

B
New Jersey 4/26/2002

B
Colorado 8/23/2016

B
New Mexico 8/22/2016

B
Connecticut 8/23/2016

B
New York 4/26/2002

B
Delaware 4/26/2002

B
North Carolina 4/29/2002

B
District of Columbia 4/26/2002

B
Ohio 4/26/2002

B
Florida 4/26/2002

B
Oklahoma 1/6/2021

B
Georgia 4/26/2002

B
Oregon 4/23/2007

B
Hawaii 2/11/2021

B
Pennsylvania 4/26/2002

B
Idaho 8/15/2017

IA
Pennsylvania 8/23/2012

B
Illinois 2/19/2015

B
Puerto Rico 9/27/2022

B
Indiana 1/6/2021

B
Rhode Island 6/29/2022

B
Iowa 1/21/2021

B
South Carolina 5/27/2020

B
Kansas 1/8/2021

B
Tennessee 7/16/2012

B
Kentucky 1/16/2018

B
Texas 4/26/2002

B
Louisiana 1/8/2021

IA
Texas 7/5/2007

B
Maine 1/7/2021

B
Utah 4/8/2019

B
Maryland 4/26/2002

B
Vermont 3/19/2013

B
Massachusetts 4/26/2002

B
Virgin Islands 9/6/2024

B
Michigan 4/14/2016

B
Virginia 4/26/2002

B
Minnesota 4/9/2021

B
Washington 2/20/2015

B
Mississippi 1/5/2021

B
West Virginia 4/23/2019

B
Missouri 1/5/2021

B
Wisconsin 1/7/2021

B
Montana 5/9/2016

B
Wyoming 1/5/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
TWO LOGAN SQUARE - STE 2400, PHILADELPHIA, PA 19103
MELLON BANK CTR. 1735 MARKET STREET, 44th Floor, PHILADELPHIA, PA 19103
Registered with this firm since 7/5/2007

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
TWO LOGAN SQUARE - STE 2400, PHILADELPHIA, PA 19103
MELLON BANK CTR. 1735 MARKET STREET, 44th Floor, PHILADELPHIA, PA 19103
Registered with this firm since 4/26/2002

Previous Registration(s)
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IA
11/17/1999 - 05/03/2002 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) PHILA, PA
B
09/29/1999 - 05/03/2002 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.