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RAED MAHMOUD RASHID
ROD RASHID
CRD#: 3275043
IA
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WELLS FARGO ADVISORSCRD#: 19616 14447 NW MILITARY HWY
SAN ANTONIO, TX 78231
SAN ANTONIO, TX 78231
0
Disclosures
24
Years of Experience
View By:
State Registrations
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Arizona 4/30/2018
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New Mexico 1/17/2025
B
California 4/19/2024
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New York 8/23/2013
B
Colorado 1/9/2024
B
Ohio 4/22/2024
B
Connecticut 10/3/2023
B
Oklahoma 4/19/2024
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Florida 9/17/2024
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Pennsylvania 4/19/2024
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Georgia 9/24/2021
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Texas 8/23/2013
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Maryland 8/1/2024
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Texas 8/23/2013
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Michigan 7/18/2023
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Utah 12/17/2024
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Minnesota 4/19/2024
B
Virginia 8/23/2013
B
Missouri 10/3/2023
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Washington 6/10/2021
B
Nevada 7/10/2024
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Washington 2/15/2024
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New Jersey 4/19/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 8/23/2013
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Registered with this firm since 8/23/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2007 - 09/05/2013 | SAN ANTONIO, TX | |
B | 05/29/2007 - 09/05/2013 | SAN ANTONIO, TX | |
B | 08/11/2006 - 05/29/2007 | SAN ANTONIO, TX | |
IA | 01/22/2001 - 09/02/2005 | SAN ANTONIO, TX | |
B | 01/22/2001 - 09/02/2005 | LONG ISLAND CITY, NY | |
B | 09/17/1999 - 02/01/2001 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.