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Brooks Edward Tomblin Sr.
BROOKS EDWARD TOMBLIN SR, BROOKS EDWARD TOMBLIN
CRD#: 3274954
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 444 SEABREEZE BLVD
SUITE 700
DAYTONA BEACH, FL 32118
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2004 (2 years)2 FIRMS2004 - 2014 (9 years)2 FIRMS2014 - 2023 (8 years)2 FIRMS2023 - Present (2 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1999 - 2001 (2 years)
License(s)

State Registrations

B
Alabama 2/6/2023

B
Nevada 2/10/2023

B
Arizona 11/5/2024

B
New Hampshire 1/31/2024

B
Arkansas 6/30/2023

B
New Jersey 2/7/2023

B
California 1/30/2023

B
New York 2/10/2023

B
Colorado 1/30/2023

B
North Carolina 2/3/2023

B
Connecticut 3/6/2023

B
Ohio 4/19/2023

B
Delaware 6/30/2023

B
Oklahoma 3/15/2023

B
Florida 1/20/2023

B
Pennsylvania 1/26/2023

IA
Florida 1/23/2023

B
South Carolina 1/26/2023

B
Georgia 2/8/2023

B
Tennessee 4/19/2023

B
Illinois 1/26/2023

B
Texas 2/21/2023

B
Indiana 4/13/2023

IA
Texas 2/21/2023

B
Kentucky 6/30/2023

B
Vermont 1/2/2025

B
Maryland 6/30/2023

B
Virginia 6/30/2023

B
Massachusetts 6/30/2023

B
Washington 6/30/2023

B
Michigan 6/30/2023

B
Wisconsin 12/16/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
444 SEABREEZE BLVD SUITE 700, DAYTONA BEACH, FL 32118
Registered with this firm since 1/23/2023

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
444 SEABREEZE BLVD SUITE 700, DAYTONA BEACH, FL 32118
Registered with this firm since 1/20/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/17/2014 - 01/27/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DAYTONA BEACH, FL
B
02/14/2014 - 01/27/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DAYTONA BEACH, FL
IA
07/07/2004 - 02/28/2014 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) DAYTONA BEACH, FL
B
05/03/2004 - 02/28/2014 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) DAYTONA BEACH, FL
IA
09/28/2001 - 05/10/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) DAYTONA BEACH, FL
B
09/28/2001 - 05/10/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
09/10/1999 - 10/05/2001 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.