• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Kurt Thomas Lippincott
KURT THOMAS LIPPICOTT
CRD#: 3274488
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 West Simsbury, CT
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2000 (<1 year)2 FIRMS2000 - 2003 (2 years)2 FIRMS2003 - 2014 (11 years)2 FIRMS2014 - 2021 (7 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Connecticut 9/21/2022

IA
Connecticut 9/21/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
West Simsbury, CT
Registered with this firm since 10/7/2021

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
West Simsbury, CT
Registered with this firm since 10/7/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/09/2014 - 10/06/2021 CITY NATIONAL ROCHDALE (CRD#:117198) NEW YORK, NY
B
09/09/2014 - 10/06/2021 CNR SECURITIES, LLC (CRD#:18466) NEW YORK, NY
IA
08/28/2003 - 09/10/2014 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) NEW YORK, NY
B
08/28/2003 - 09/10/2014 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) NEW YORK, NY
IA
10/30/2000 - 09/15/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
B
10/25/2000 - 09/15/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
10/26/1999 - 05/23/2000 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
10/26/1999 - 05/23/2000 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.